Executing audits:
- Participates in audit planning meetings, understands audit methodology, audit objectives, and audit procedures
- Creates and prepares documents within the Audit Management System
- Documents accurate, logical, and detailed workpapers clearly describing the work performed and conclusions reached
- Executes testing to detect technical control weaknesses and process improvements
- Professionally conducts interviews and interfaces with multiple process owners, staff, management, and senior management
- Builds strong working relationships with IT, business personnel, and management - to understand their goals, processes, risks, and challenges to better position Internal Audit to assist
- Executes introductory audit procedures at a proficient level
- Executes moderate risk audit procedures
- Reviews low risk audit procedures performed by staff auditor
- Develops recommendations to identified observations. Works with Senior Auditor to ensure recommendations address risk and are appropriate
- Participates and contributes during exit meeting at conclusion of audit
- Creates and prepares audit report based on audit procedures and identified observations
- Provides deliverables to AFCU management and Internal Audit Management in a timely manner
- Performs critical project management duties related to planning, testing, and reporting on internal audit work performed.
Assisting with audit support functions:
- Assist Senior Auditor / Internal Audit Management with audit plan development such as research requests, data gathering, etc.
- Assists with observation tracking as requested by Senior Auditor / Internal Audit Management
- Assists Senior Auditor / Internal Audit Management with managing external auditors, including regulators
- Assists external audit firm with direct-assist control and substantive testing.
Will be conducting research requests, process reviews, and assisting in internal investigations:
- Research, analyze, and respond to other audit inquires and special projects
- Conduct process reviews, create workflows, and identify where efficiencies could be improved
- Assists the Senior Auditor in completing internal investigations and completing related reports as needed.
Maintaining continued profession education (CPE):
- Maintain and develop technical area of expertise
- Maintain annual CPE requirements
- Research and review current and new legislation, regulations, policies, and procedures to remain up-to-date and knowledgeable of credit union and other regulatory agency directives
- Builds trusting and professional relationships across the credit union
